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Cynthia Marie Johnson

Ubs Financial Services Inc.

Bloomington, MN

Edina, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-28
  • MN RA
    APPROVED
    Since 2022-02-28

Branch Locations

8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Bloomington MN 03/2020 Present
Home Edina MN 08/2018 03/2020
The Bernard Group Chanhassen MN 09/2014 08/2018
  • 03/2020 → Present
    Ubs Financial Services Inc.
    Bloomington, MN
  • 08/2018 → 03/2020
    Home
    Edina, MN
  • 09/2014 → 08/2018
    The Bernard Group
    Chanhassen, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-28
  • S66 Uniform Combined State Law Examination
    2022-02-28
Other Names
  • Cynthia Marie Williams

View on SEC IAPD

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Other Offices

PETROS FAMILY WEALTH, LLC · BLOOMINGTON, MN
JNBA FINANCIAL ADVISORS, LLC · BLOOMINGTON, MN
DEVENIR INVESTMENT ADVISORS, LLC · BLOOMINGTON, MN
REDHAWK WEALTH ADVISORS, INC. · MINNEAPOLIS, MN
WELLS FARGO CLEARING SERVICES, LLC · BLOOMINGTON, MN
ELEVATION POINT WEALTH PARTNERS, LLC · Minneapolis, MN
OSAIC WEALTH, INC. · BLOOMINGTON, MN
LPL FINANCIAL LLC · BLOOMINGTON, MN

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