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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-02 |
Branch Locations
3120 S Church St Ste 102, Burlington, NC 27215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | 08/2024 |
| Western Carolina University | Cullowhee | NC | 08/2017 | 05/2021 |
| Northwestern Mutual | Greensboro | NC | 05/2020 | 08/2020 |
| Wade Hampton Golf Club | Cashiers | NC | 05/2019 | 11/2019 |
| Brio Italian Grille | Cherokee | NC | 02/2018 | 02/2018 |
| Western Carolina University | Cullowhee | NC | 07/2018 | 11/2018 |
| Old Edwards | Highlands | NC | 04/2018 | 08/2018 |
| High Hampton | Cashiers | NC | 10/2017 | 10/2017 |
| Alamance Country Club | Burlington | NC | 05/2017 | 08/2017 |
| Stoney Creek | Whitsett | NC | 03/2017 | 05/2017 |
| Western Alamance High School | Elon | NC | 08/2013 | 06/2017 |
| Lpl Financial Llc | Burlington | NC | 09/2024 | Present |
1.09/04/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Betty Andrews investment management; Investment Related; at Reported Business Location(s); Start Date 09/12/2007; hrs/mth; hrs during trading 2.11/05/2024; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 10/21/2024; 10hrs/mth; 2hrs during trading 3.01/12/2026; VITA United Way of Alamance County; Tax Prep/Accounting/CPA; Investment Related; Burlington,NC; Start Date 01/26/2026; 8hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-08-27 |
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