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Matthew Wyant Garcia

LPl Financial LLC

Burlington, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-02
  • NC RA
    APPROVED
    Since 2025-01-02

Branch Locations

3120 S Church St Ste 102, Burlington, NC 27215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2021 08/2024
Western Carolina University Cullowhee NC 08/2017 05/2021
Northwestern Mutual Greensboro NC 05/2020 08/2020
Wade Hampton Golf Club Cashiers NC 05/2019 11/2019
Brio Italian Grille Cherokee NC 02/2018 02/2018
Western Carolina University Cullowhee NC 07/2018 11/2018
Old Edwards Highlands NC 04/2018 08/2018
High Hampton Cashiers NC 10/2017 10/2017
Alamance Country Club Burlington NC 05/2017 08/2017
Stoney Creek Whitsett NC 03/2017 05/2017
Western Alamance High School Elon NC 08/2013 06/2017
Lpl Financial Llc Burlington NC 09/2024 Present
  • 06/2021 → 08/2024
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2017 → 05/2021
    Western Carolina University
    Cullowhee, NC
  • 05/2020 → 08/2020
    Northwestern Mutual
    Greensboro, NC
  • 05/2019 → 11/2019
    Wade Hampton Golf Club
    Cashiers, NC
  • 02/2018 → 02/2018
    Brio Italian Grille
    Cherokee, NC
  • 07/2018 → 11/2018
    Western Carolina University
    Cullowhee, NC
  • 04/2018 → 08/2018
    Old Edwards
    Highlands, NC
  • 10/2017 → 10/2017
    High Hampton
    Cashiers, NC
  • 05/2017 → 08/2017
    Alamance Country Club
    Burlington, NC
  • 03/2017 → 05/2017
    Stoney Creek
    Whitsett, NC
  • 08/2013 → 06/2017
    Western Alamance High School
    Elon, NC
  • 09/2024 → Present
    Burlington, NC
Other Businesses

1.09/04/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Betty Andrews investment management; Investment Related; at Reported Business Location(s); Start Date 09/12/2007; hrs/mth; hrs during trading 2.11/05/2024; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 10/21/2024; 10hrs/mth; 2hrs during trading 3.01/12/2026; VITA United Way of Alamance County; Tax Prep/Accounting/CPA; Investment Related; Burlington,NC; Start Date 01/26/2026; 8hrs/mth; 0hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-08-27
  • S63 Uniform Securities Agent State Law Examination
    2021-08-27
Designations
Other Names
  • Matt Wyant Garcia
  • Matthew Garcia

View on SEC IAPD

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