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Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nanshan Life Insurance Company | Taipei | 03/2009 | 08/2019 | |
| Halcyon Investment Advisor Llc | Los Angeles | CA | 02/2022 | Present |
| Alpha Helix Asset Management Company Limited | Taipei | 09/2019 | 01/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-03 |
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