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Current Employers
Halcyon Investment Advisor

Los Angeles, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-23
  • CA RA
    APPROVED
    Since 2023-10-23

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nanshan Life Insurance Company Taipei 03/2009 08/2019
Halcyon Investment Advisor Llc Los Angeles CA 02/2022 Present
Alpha Helix Asset Management Company Limited Taipei 09/2019 01/2022
  • 03/2009 → 08/2019
    Nanshan Life Insurance Company
    Taipei
  • 02/2022 → Present
    Halcyon Investment Advisor Llc
    Los Angeles, CA
  • 09/2019 → 01/2022
    Alpha Helix Asset Management Company Limited
    Taipei
Previous Registrations
  • 2022-03-08 → 2024-06-19
    Halcyon Investment Advisor
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-03
  • S65 Uniform Investment Adviser Law Examination
    2022-01-03

View on SEC IAPD

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