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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | South Gate | CA | 02/2020 | 01/2021 |
| Wells Fargo Bank, Na | South Gate | CA | 01/2019 | 12/2022 |
| Us Bank | Long Beach | CA | 08/2017 | 01/2019 |
| Sherwin-Williams | Anahiem | CA | 12/2016 | 06/2017 |
| Harrington Industrial Plastics | Anahiem | CA | 10/2016 | 11/2016 |
| Casa Linda Inc | Montebello | CA | 10/2016 | 10/2016 |
| Freedom Medical | Anahiem | CA | 01/2016 | 09/2016 |
| Cerritos College | Norwalk | CA | 09/2012 | 07/2021 |
| Wells Fargo Clearing Services, Llc | South Gate | CA | 09/2021 | 12/2022 |
| Fidelity Investments | Whittier | CA | 04/2023 | Present |
| Unemployed | Whittier | CA | 12/2022 | 03/2023 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-04 |
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