Isaiah Aponte

Current Employers

Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-11-08

NY RA
APPROVED

Since 2023-11-08

Branch Locations

425 Broadhollow Road, Suite 325, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Caffe Catania	Copiague	NY	06/2013	07/2018
General Quavitien Corporation	Bay Shore	NY	06/2016	08/2017
Unemployed	Brentwood	NY	09/2018	01/2020
National Securities Corporation	Melville	NY	02/2020	07/2022
Arete Wealth Management Llc	Chicago	IL	07/2022	Present
Arete Wealth Advisors	Chicago	IL	09/2023	Present

06/2013 → 07/2018

Caffe Catania

Copiague, NY
06/2016 → 08/2017

General Quavitien Corporation

Bay Shore, NY
09/2018 → 01/2020

Unemployed

Brentwood, NY
02/2020 → 07/2022

National Securities Corporation

Melville, NY
07/2022 → Present

Arete Wealth Management Llc

Chicago, IL
09/2023 → Present

Arete Wealth Advisors

Chicago, IL

Other Businesses

FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. INDEPENDENT INSURANCE AGENT, INSURANCE SALES, MELVILLE, NY; START DATE 11/2023; INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-09-28
S63	Uniform Securities Agent State Law Examination	2020-06-30

S65 Uniform Investment Adviser Law Examination

2023-09-28
S63 Uniform Securities Agent State Law Examination

2020-06-30