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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-10
TX RA APPROVED 2021-02-09
CT RA APPROVED 2021-01-15
  • NY RA
    APPROVED
    Since 2024-10-10
  • TX RA
    APPROVED
    Since 2021-02-09
  • CT RA
    APPROVED
    Since 2021-01-15

Branch Locations

2 Lyon Place , White Plains, NY 10601 • United States

555 Heritage Rd Ste 204, Southbury, CT 06488 • United States

Valhalla, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co Southbury CT 11/2017 Present
Mml Investors Services, Llc Southbury CT 07/2020 Present
Itv Studios America New York NY 05/2016 Present
  • 11/2017 → Present
    Mass Mutual Life Insurance Co
    Southbury, CT
  • 07/2020 → Present
    Southbury, CT
  • 05/2016 → Present
    Itv Studios America
    New York, NY
Other Businesses

(1) NAME: LOU GIAGRANDE INV REL: Y ADDR: 501 MERRIT 7 5TH FLOOR, NORWALK, CT 06518 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START: 06/2020 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5. (2) NAME: LOU GIANGRANDE INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER - OCCASIONALLY CONTRACTED TO WRITE/PRODUCE UNSCRIPTED TV IN MY OFF HOURS POSITION: STORY PRODUCER/WRITER - ITV AMERICA START: 09/2006 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10. (3) NAME: WEALTH BUILDING LLC INV REL: Y ADDR: 555 HERITAGE RD. SOUTHBURY, CT 06488 NATURE: FINANCIAL ADVISOR OF LLC FOR PASS THROUGH COMPENSATION POSITION: FINANCIAL ADVISOR START: 01/01/2024 NO HRS/MO: 200 NO HRS/MO DUR TRADING: 150.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-29
S63 Uniform Securities Agent State Law Examination 2020-10-19
  • S65 Uniform Investment Adviser Law Examination
    2020-12-29
  • S63 Uniform Securities Agent State Law Examination
    2020-10-19
Other Names
  • Lou Giangrande
  • Louis Giangrande

View on SEC IAPD

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