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Leonidas Ludwell Jones

Developing Financial

Petaluma, CA

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Current Employers
Developing Financial

Petaluma, CA • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-15
TX RA APPROVED 2022-09-22
CA RA APPROVED 2021-08-23
  • NY RA
    APPROVED
    Since 2024-07-15
  • TX RA
    APPROVED
    Since 2022-09-22
  • CA RA
    APPROVED
    Since 2021-08-23

Branch Locations

Petaluma, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 02/2020 08/2021
Aerojet Rocketdyne Rancho Cordova CA 11/2018 01/2020
Unemployed Dallas TX 08/2018 11/2018
Kpmg Us Llp Dallas TX 08/2016 08/2018
Developing Financial Llc Sacramento CA 05/2021 Present
  • 02/2020 → 08/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sacramento, CA
  • 11/2018 → 01/2020
    Aerojet Rocketdyne
    Rancho Cordova, CA
  • 08/2018 → 11/2018
    Unemployed
    Dallas, TX
  • 08/2016 → 08/2018
    Kpmg Us Llp
    Dallas, TX
  • 05/2021 → Present
    Developing Financial Llc
    Sacramento, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-12-30
S65 Uniform Investment Adviser Law Examination 2019-06-27
  • S63 Uniform Securities Agent State Law Examination
    2020-12-30
  • S65 Uniform Investment Adviser Law Examination
    2019-06-27
Other Names
  • L.J. Jones
  • Leonidas Ludwell Jones

View on SEC IAPD

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