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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-10
TX RA APPROVED 2023-09-18
NJ RA APPROVED 2023-09-11
  • NY RA
    APPROVED
    Since 2024-04-10
  • TX RA
    APPROVED
    Since 2023-09-18
  • NJ RA
    APPROVED
    Since 2023-09-11

Branch Locations

Little Ferry, NJ • United States

77 Broad St, Red Bank, NJ 07701 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

2 Crosfield Ave, West Nyack, NY 10994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 05/2023 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 115 W Century Road NJ 02/2020 05/2023
Bank Of America Fort Lee NJ 09/2013 02/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-07
  • S66 Uniform Combined State Law Examination
    2023-09-07
Other Names
  • Shital Panchal

View on SEC IAPD

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