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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-10-20 |
| TX | RA | APPROVED | 2023-10-20 |
Branch Locations
444 W Lake St. Suite 1762, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Howard Orloff Imports | Chicago | IL | 10/2015 | 11/2019 |
| Unemployed | Chicago | IL | 11/2019 | 01/2020 |
| Mass Mutual Life Insurance Company | Chicago | IL | 01/2020 | 10/2023 |
| Mml Investors Services, Llc | Chicago | IL | 05/2020 | 10/2023 |
| Lpl Financial Llc | Chicago | IL | 10/2023 | Present |
1) 10/2023 - +1Group / Non-Variable Insurance / Inv. Related / Chicago, IL / Start date 10/09/2023 - 5 Hrs per month - 5% Time Spent 2) 10/2023 - +1Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 10 Hrs per month - 5% Time Spent 3) 10/2023 - +1 Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 10 Hrs per month - 5% Time Spent 4) 10/2023 - Plus 1 Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 10 Hrs per month - 5% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-02 |
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