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Benjamin James Wheaton

Ubs Financial Services Inc.

Boston, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-04-03
  • CT RA
    APPROVED
    Since 2024-04-03

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 10/2017 05/2022
Unemployed Boston MA 05/2017 10/2017
Wolf & Company, P.C. Boston MA 07/2015 05/2017
Bank Of America, N.A. Boston MA 10/2017 05/2022
Procaccianti Companies Cranston RI 06/2022 02/2024
Ubs Financial Services, Inc. Boston MA 04/2024 Present
Unemployed Dedham MA 03/2024 04/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-29
  • S66 Uniform Combined State Law Examination
    2020-06-29
Other Names
  • Benjamin Wheaton
  • Benjamin James Wheaton

View on SEC IAPD

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