Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-24
FL RA APPROVED 2020-10-01
  • TX RA
    APPROVED_RES
    Since 2022-10-24
  • FL RA
    APPROVED
    Since 2020-10-01

Branch Locations

1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company New York NY 09/2018 09/2020
Mml Investors Services, Llc New York NY 02/2020 09/2020
Levain Group New York NY 04/2014 05/2018
Unemployed New York NY 04/2018 08/2018
Raymond James & Associates, Inc Boca Raton FL 09/2020 Present
  • 09/2018 → 09/2020
    Massmutual Life Insurance Company
    New York, NY
  • 02/2020 → 09/2020
    Mml Investors Services, Llc
    New York, NY
  • 04/2014 → 05/2018
    Levain Group
    New York, NY
  • 04/2018 → 08/2018
    Unemployed
    New York, NY
  • 09/2020 → Present
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-26
  • S66 Uniform Combined State Law Examination
    2020-08-26

View on SEC IAPD

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor