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Carlos Daniel Cevallos-Malta

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-20
NY RA APPROVED 2023-07-17
  • TX RA
    APPROVED
    Since 2026-07-20
  • NY RA
    APPROVED
    Since 2023-07-17

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 02/2020 08/2021
Hyundai Of South Brunswick Monmouth Junction NJ 05/2019 08/2019
Ymca Of Centre County State College PA 09/2017 12/2019
Scura, Wigfield, Heyer, Stevens & Cammarota, Llp Wayne NJ 05/2017 08/2017
Palisades Park Swim Club Palisades Park NJ 05/2015 09/2018
Aj Willner Auctions Riverdale NJ 12/2018 12/2018
Charles Schwab & Co., Inc. Westlake TX 09/2021 Present
Charles Schwab Bank, Ssb Westlake TX 09/2021 Present
Td Ameritrade, Inc. New York NY 06/2023 06/2024
  • 02/2020 → 08/2021
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 05/2019 → 08/2019
    Hyundai Of South Brunswick
    Monmouth Junction, NJ
  • 09/2017 → 12/2019
    Ymca Of Centre County
    State College, PA
  • 05/2017 → 08/2017
    Scura, Wigfield, Heyer, Stevens & Cammarota, Llp
    Wayne, NJ
  • 05/2015 → 09/2018
    Palisades Park Swim Club
    Palisades Park, NJ
  • 12/2018 → 12/2018
    Aj Willner Auctions
    Riverdale, NJ
  • 09/2021 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 09/2021 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 06/2023 → 06/2024
    Td Ameritrade, Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-17
S63 Uniform Securities Agent State Law Examination 2022-02-01
  • S66 Uniform Combined State Law Examination
    2023-07-17
  • S63 Uniform Securities Agent State Law Examination
    2022-02-01
Other Names
  • Daniel Cevallos

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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