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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-01 |
Branch Locations
2601 South Hulen St, Fort Worth, TX 76109 • United States
900 W. Main, Durant, OK 74701 • United States
720 E. Peyton St, Sherman, TX 75090 • United States
111 W Main, Tishomingo, OK 73460 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals Inc | San Antonio | TX | 08/2013 | 09/2018 |
| Ameriprise Financial Services, Inc | Gainsville | TX | 07/2018 | 03/2021 |
| Jp Morgan Chase Bank, N.A. | Sherman | TX | 03/2021 | 01/2022 |
| Jp Morgan Securities, Llc | Sherman | TX | 03/2021 | 01/2022 |
| Lpl Financial Llc | Sherman | TX | 01/2022 | Present |
| Simmons Bank | Sherman | TX | 01/2022 | Present |
1. 1/31/2022 - Simmons Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/09/2022 - Sandi's Boutique, LLC - Not Investment Related - 2001 N Loy Lake Rd Sherman TX 75090 - other - business owner - Clothing retail - Start Date - 09/21/2022 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-16 |
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