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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-12 |
| CT | RA | APPROVED | 2022-04-30 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Distributors, Inc | Denver | CO | 01/2020 | 02/2022 |
| Ddj Capital Management, Llc | Waltham | MA | 06/2017 | 02/2022 |
| Gann Academy | Waltham | MA | 11/2016 | 05/2017 |
| Bentley University, Office Of Undergraduate Admissions | Waltham | MA | 09/2015 | 05/2018 |
| Bentley University | Waltham | MA | 08/2014 | 05/2018 |
| Somerset Creamery | Bourne | MA | 04/2011 | 06/2018 |
| Morgan Stanley Smith Barney Llc | Boston | MA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-29 |
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