Best Investors Account Sign in

George Lawrence Pieper

J.P. Morgan Securities LLC

Walnut Creek, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-06
  • CA RA
    APPROVED
    Since 2024-09-06

Branch Locations

1656 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Rafael CA 01/2020 10/2021
J.P. Morgan Securities Llc San Rafael CA 01/2020 10/2021
Techtronic Industries (R&B Sales) Rohnert Park CA 07/2018 01/2020
Chico Area Recreation And Park District Chico CA 09/2016 10/2017
Rooster Run Golf Club Petaluma CA 06/2017 08/2017
Five Guys Petaluma CA 06/2015 08/2017
Staples Petaluma CA 12/2016 01/2017
California State University Chico CA 08/2014 05/2018
Unemployed Petaluma CA 06/2018 06/2018
J.P. Morgan Securities Llc San Francisco CA 02/2024 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 07/2023 Present
Tripart Management Inc Petaluma CA 06/2017 10/2017
First Republic Bank San Francisco CA 11/2021 07/2023
  • 01/2020 → 10/2021
    Jpmorgan Chase Bank, N.A.
    San Rafael, CA
  • 01/2020 → 10/2021
    J.P. Morgan Securities Llc
    San Rafael, CA
  • 07/2018 → 01/2020
    Techtronic Industries (R&B Sales)
    Rohnert Park, CA
  • 09/2016 → 10/2017
    Chico Area Recreation And Park District
    Chico, CA
  • 06/2017 → 08/2017
    Rooster Run Golf Club
    Petaluma, CA
  • 06/2015 → 08/2017
    Five Guys
    Petaluma, CA
  • 12/2016 → 01/2017
    Staples
    Petaluma, CA
  • 08/2014 → 05/2018
    California State University
    Chico, CA
  • 06/2018 → 06/2018
    Unemployed
    Petaluma, CA
  • 02/2024 → Present
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 06/2017 → 10/2017
    Tripart Management Inc
    Petaluma, CA
  • 11/2021 → 07/2023
    First Republic Bank
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-22
S63 Uniform Securities Agent State Law Examination 2020-03-16
  • S66 Uniform Combined State Law Examination
    2024-05-22
  • S63 Uniform Securities Agent State Law Examination
    2020-03-16
Other Names
  • George Pieper
  • George L Pieper

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor