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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-14 |
| TX | RA | APPROVED | 2026-04-14 |
Branch Locations
2809 Wehrle Dr Ste 08, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Amherst | NY | 12/2019 | 02/2024 |
| Mml Investors Services, Llc | Amherst | NY | 09/2020 | 02/2024 |
| New York State Police | Clarence | NY | 06/2004 | 08/2022 |
| Lpl Financial | Amherst | NY | 02/2024 | Present |
1) 02/26/2024 - Rodler Wealth Management / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Orchard Park, New York / Start date 02/13/2024 - 2 Hrs per month - 1 % Time Spent - 0 hours during trading 2) 02/26/2024 - Wealth Management Group and Associates / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent - Start date: 02/26/2024 3) 02/26/2024 - Christopher Rodler / Non-Variable Insurance / Inv. Related / Amherst, New York / Start date 12/01/2020 - 40 Hrs per month - 20 % Time Spent - 40 hours during trading 4) 02/26/2024 - Realty Organization for Development and Services / Other / Not Inv. Related / lawn mowing and snow plowing / Orchard Park, New York / Start date 08/01/2023 - 10 Hrs per month - 4 % Time Spent - 0 hours during trading 5) 10/24/2025 - Rodler Wealth Management - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Inv rel - Start date: 10/27/2025 - 160hrs/mnth 140hrs during Trading 6) 11/07/2025 - Other - Law Enforcement Official - Not Investment Related - Start Date 12/01/2025 - 40 hours per month/ 4 hours during trading 7) 11/07/2025 - Pinnacle Pawtential - Other - Dog Daycare and Boarding - Owner - Not Investment Related - 101 Jamison Road, Suite 3, Elma, New York 14059 - Start Date 11/04/2025 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-21 |
| S65 | Uniform Investment Adviser Law Examination | 2026-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-16 |
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