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Ian Mccauley Prescott

LPl Enterprise, LLC

Warrington, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Alias Group Newark DE 02/2018 03/2020
Juniata College Huntingdon PA 08/2013 12/2017
Tara Mcdonald State Farm Wilmington DE 06/2017 09/2017
Mml Investors Services, Llc Newtown Square PA 11/2020 06/2021
Massmutual Life Insurance Newtown Square PA 09/2020 06/2021
Unemployed Newark DE 04/2020 08/2020
Pruco Securities, Llc. Chalfont PA 06/2021 11/2024
Prudential Insurance Company Of America Chalfont PA 08/2021 Present
Lpl Enterprise, Llc Warrington PA 11/2024 Present
  • 02/2018 → 03/2020
    The Alias Group
    Newark, DE
  • 08/2013 → 12/2017
    Juniata College
    Huntingdon, PA
  • 06/2017 → 09/2017
    Tara Mcdonald State Farm
    Wilmington, DE
  • 11/2020 → 06/2021
    Mml Investors Services, Llc
    Newtown Square, PA
  • 09/2020 → 06/2021
    Massmutual Life Insurance
    Newtown Square, PA
  • 04/2020 → 08/2020
    Unemployed
    Newark, DE
  • 06/2021 → 11/2024
    Pruco Securities, Llc.
    Chalfont, PA
  • 08/2021 → Present
    Prudential Insurance Company Of America
    Chalfont, PA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Warrington, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-04
  • S66 Uniform Combined State Law Examination
    2021-08-04
Other Names
  • Ian Mccauley Prescott
  • Ian Prescott

View on SEC IAPD

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