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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-13
  • NC RA
    APPROVED
    Since 2025-03-13

Branch Locations

Elizabeth City, NC • United States

105 Northside Park Drive, Elizabeth City, NC 27907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Canisius High School Buffalo NY 04/2015 10/2020
Axa Advisors, Llc New York NY 01/2020 06/2020
Transitowne Dodge Chrysler Jeep Ram Of West Seneca Elma NY 04/2018 11/2019
Barnes & Noble Amherst NY 11/2016 02/2018
Canisius College Buffalo NY 01/2015 12/2016
Equitable Advisors, Llc New York NY 01/2020 11/2022
The Prudential Insurance Company Of America Williamsville NY 02/2023 06/2024
Pruco Securities Llc Williamsville NY 02/2023 06/2024
Unemployed Lancaster NY 12/2022 01/2023
State Employees' Credit Union Elizabeth City NC 07/2024 Present
Secu Brokerage Services Raleigh NC 03/2025 Present
Credit Union Investment Services Raleigh NC 03/2025 Present
Secu Life Insurance Company Raleigh NC 03/2025 Present
  • 04/2015 → 10/2020
    Canisius High School
    Buffalo, NY
  • 01/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2018 → 11/2019
    Transitowne Dodge Chrysler Jeep Ram Of West Seneca
    Elma, NY
  • 11/2016 → 02/2018
    Barnes & Noble
    Amherst, NY
  • 01/2015 → 12/2016
    Canisius College
    Buffalo, NY
  • 01/2020 → 11/2022
    New York, NY
  • 02/2023 → 06/2024
    The Prudential Insurance Company Of America
    Williamsville, NY
  • 02/2023 → 06/2024
    Williamsville, NY
  • 12/2022 → 01/2023
    Unemployed
    Lancaster, NY
  • 07/2024 → Present
    State Employees' Credit Union
    Elizabeth City, NC
  • 03/2025 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 03/2025 → Present
    Raleigh, NC
  • 03/2025 → Present
    Secu Life Insurance Company
    Raleigh, NC
Previous Registrations
Other Businesses

SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 03/2025. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 03/2025. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. Business Name: ECU CLUB ICE HOCKEY Address: 104 Red Banks Rd, Greenville NC 27858 Position: Assistant Coach (Is not an officer, director, nor have check writing authority) Duties: Manage Lineups, Track Stats, Assist with practices Start Date: 08/2024 Compensated: $600 p/year Business Name: ICE HOCKEY OFFICIAL Address: 104 Red Banks Rd, Greenville, NC 27858 Position: Referee - Adult and Youth Hockey Games (Is not an officer, director, nor have check writing authority) Start Date: 07/2024 Compensated: $300 p/mo. DAVID SCHIPPER - WILL / ESTATE POSITION: Executor NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2022 ADDRESS: 700 Carnoustie Drive, Greenville NC 27858, United States DESCRIPTION: Executor for parent estate when pass.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-11
  • S66 Uniform Combined State Law Examination
    2020-03-11
Other Names
  • Michael Metcalf
  • Michael Bryan Metcalf

View on SEC IAPD

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