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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-13 |
Branch Locations
Elizabeth City, NC • United States
105 Northside Park Drive, Elizabeth City, NC 27907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Canisius High School | Buffalo | NY | 04/2015 | 10/2020 |
| Axa Advisors, Llc | New York | NY | 01/2020 | 06/2020 |
| Transitowne Dodge Chrysler Jeep Ram Of West Seneca | Elma | NY | 04/2018 | 11/2019 |
| Barnes & Noble | Amherst | NY | 11/2016 | 02/2018 |
| Canisius College | Buffalo | NY | 01/2015 | 12/2016 |
| Equitable Advisors, Llc | New York | NY | 01/2020 | 11/2022 |
| The Prudential Insurance Company Of America | Williamsville | NY | 02/2023 | 06/2024 |
| Pruco Securities Llc | Williamsville | NY | 02/2023 | 06/2024 |
| Unemployed | Lancaster | NY | 12/2022 | 01/2023 |
| State Employees' Credit Union | Elizabeth City | NC | 07/2024 | Present |
| Secu Brokerage Services | Raleigh | NC | 03/2025 | Present |
| Credit Union Investment Services | Raleigh | NC | 03/2025 | Present |
| Secu Life Insurance Company | Raleigh | NC | 03/2025 | Present |
SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 03/2025. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 03/2025. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. Business Name: ECU CLUB ICE HOCKEY Address: 104 Red Banks Rd, Greenville NC 27858 Position: Assistant Coach (Is not an officer, director, nor have check writing authority) Duties: Manage Lineups, Track Stats, Assist with practices Start Date: 08/2024 Compensated: $600 p/year Business Name: ICE HOCKEY OFFICIAL Address: 104 Red Banks Rd, Greenville, NC 27858 Position: Referee - Adult and Youth Hockey Games (Is not an officer, director, nor have check writing authority) Start Date: 07/2024 Compensated: $300 p/mo. DAVID SCHIPPER - WILL / ESTATE POSITION: Executor NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2022 ADDRESS: 700 Carnoustie Drive, Greenville NC 27858, United States DESCRIPTION: Executor for parent estate when pass.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-11 |
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