Joseph Leo Sheffieck

Current Employers

W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-03-23
MI	RA	APPROVED	2020-03-27

TX RA
APPROVED_RES

Since 2023-03-23
MI RA
APPROVED

Since 2020-03-27

Branch Locations

Northfield Plaza 5700 Crooks Road, Suite 350, Troy, MI 48098 • United States

17197 N Laurel Park Dr Ste 100, Livonia, MI 48152 • United States

2900 Charlevoix Dr Se Ste 330, Grand Rapids, MI 49546-7049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual	Southfield	MI	08/2013	02/2020
Mml Investors Services	Southfield	MI	09/2013	02/2020
Western Southern Life	Troy	MI	03/2020	Present
W&S Brokerage Services	Cincinnati	OH	03/2020	Present

08/2013 → 02/2020

Mass Mutual

Southfield, MI
09/2013 → 02/2020

Mml Investors Services

Southfield, MI
03/2020 → Present

Western Southern Life

Troy, MI
03/2020 → Present

W&S Brokerage Services

Cincinnati, OH

Previous Registrations

2015-03-23 → 2020-02-07

Mml Investors Services, Llc

Southfield, MI

Southfield, MI
2011-07-12 → 2013-06-18

New England Securities

Southfield, MI

Other Businesses

WESTERN SOUTHERN LIFE-NO-TROY, MI-FULL TIME SALES MANAGER/// Michigan Lacrosse Officials Association; Troy, MI; Position: Lacrosse official; Not Securities Related; Official; 10 hours a month, none during trading hours; compensation, game fees///

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-27
S63	Uniform Securities Agent State Law Examination	2005-02-19

S65 Uniform Investment Adviser Law Examination

2011-03-27
S63 Uniform Securities Agent State Law Examination

2005-02-19

Other Names

Joe Sheffieck

View on SEC IAPD