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Han N. Kim

Wells Fargo Clearing Services, LLC

Los Angeles, CA

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-10
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-10-10
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

333 S Grand Ave 12Th Fl [Yk-Rbo], Los Angeles, CA 90071 • United States

333 S Grand Ave 12Th Fl, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Los Angeles CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
Previous Registrations
  • 2005-02-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-18
  • S66 Uniform Combined State Law Examination
    2005-02-18
Other Names
  • Hannah Ro
  • Hannah Kim

View on SEC IAPD

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