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Justen Anthony Smith

Schwab Wealth Advisory, Inc.

San Francisco, CA

Westlake, TX

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-26
  • TX RA
    APPROVED
    Since 2024-06-26

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

3000 Schwab Way,, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 01/2020 Present
Massachusetts Mutual Life Downers Grove IL 08/2018 01/2020
Uic Forum Chicago IL 09/2015 01/2018
University Of Illinois Chicago IL 01/2015 12/2017
Aflac Chicago IL 08/2017 07/2018
Schwab Wealth Advisory, Inc. Westlake TX 06/2024 Present
  • 01/2020 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 08/2018 → 01/2020
    Massachusetts Mutual Life
    Downers Grove, IL
  • 09/2015 → 01/2018
    Uic Forum
    Chicago, IL
  • 01/2015 → 12/2017
    University Of Illinois
    Chicago, IL
  • 08/2017 → 07/2018
    Aflac
    Chicago, IL
  • 06/2024 → Present
    Schwab Wealth Advisory, Inc.
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
S63 Uniform Securities Agent State Law Examination 2020-10-21
  • S66 Uniform Combined State Law Examination
    2022-11-28
  • S63 Uniform Securities Agent State Law Examination
    2020-10-21
Other Names
  • Justin Smith

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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