Christopher Baumann

Current Employers

Bcg Securities, Inc.

51 Haddonfield Road Suite 210, Cherry Hill, NJ 08002 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-02-13
AK	RA	APPROVED	2024-05-28
MO	RA	APPROVED	2024-03-05
CA	RA	APPROVED	2023-10-30
FL	RA	APPROVED	2023-09-26
NY	RA	APPROVED	2023-09-25
VA	RA	APPROVED	2023-09-25
AR	RA	APPROVED	2023-01-10
MD	RA	APPROVED	2023-01-10
NJ	RA	APPROVED	2023-01-06
PA	RA	APPROVED	2023-01-06

NC RA
APPROVED

Since 2026-02-13
AK RA
APPROVED

Since 2024-05-28
MO RA
APPROVED

Since 2024-03-05
CA RA
APPROVED

Since 2023-10-30
FL RA
APPROVED

Since 2023-09-26
NY RA
APPROVED

Since 2023-09-25
VA RA
APPROVED

Since 2023-09-25
AR RA
APPROVED

Since 2023-01-10
MD RA
APPROVED

Since 2023-01-10
NJ RA
APPROVED

Since 2023-01-06
PA RA
APPROVED

Since 2023-01-06

Branch Locations

51 Haddonfield Road Suite 210, Cherry Hill, NJ 08002 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sloane Moving And Storage	Elkins Park	PA	01/2019	01/2020
Sloane Moving And Storage	Elkins Park	PA	06/2018	12/2018
Tesla	Palo Alto	CA	06/2017	06/2018
Solarcity	Palo Alto	CA	10/2016	06/2017
Sloane Moving And Storage	Elkins Park	PA	08/2009	10/2016
Royal Alliance	Yardley	PA	01/2020	01/2023
Bcg Securities, Inc.	Cherry Hill	NJ	01/2023	Present
Horace Mann Companies	Springfield	IL	01/2023	Present

01/2019 → 01/2020

Sloane Moving And Storage

Elkins Park, PA
06/2018 → 12/2018

Sloane Moving And Storage

Elkins Park, PA
06/2017 → 06/2018

Tesla

Palo Alto, CA
10/2016 → 06/2017

Solarcity

Palo Alto, CA
08/2009 → 10/2016

Sloane Moving And Storage

Elkins Park, PA
01/2020 → 01/2023

Royal Alliance

Yardley, PA
01/2023 → Present

Bcg Securities, Inc.

Cherry Hill, NJ
01/2023 → Present

Horace Mann Companies

Springfield, IL

Previous Registrations

2020-09-01 → 2023-01-04

Osaic Wealth, Inc.

Yardley, PA

Other Businesses

1) OTT INSURANCE POSITION: Agent NATURE: Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/24/2022 ADDRESS: 7282 Leonard Street, Philadelphia PA 19149, United States DESCRIPTION: Property and Casualty insurance sales.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-29

S66 Uniform Combined State Law Examination

2020-06-29

Other Names

Christopher Michael Baumann

View on SEC IAPD