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Zachary Dean Unger

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

Walnut Creek, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-11-23
TX RA APPROVED 2021-10-06
CA RA APPROVED 2020-11-24
  • UT RA
    APPROVED
    Since 2021-11-23
  • TX RA
    APPROVED
    Since 2021-10-06
  • CA RA
    APPROVED
    Since 2020-11-24

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 01/2020 Present
Pacific Premier Bank Riverside CA 07/2018 01/2020
Extended Travel Chino Hills CA 06/2018 07/2018
California Polytechnic University San Luis Obispo San Luis Obispo CA 09/2013 06/2018
Cal Poly Corporation San Luis Obispo CA 03/2017 04/2018
City Of San Luis Obispo San Luis Obispo CA 01/2017 03/2017
Bank Of America, N.A. Walnut Creek CA 02/2020 Present
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Walnut Creek, CA
  • 07/2018 → 01/2020
    Pacific Premier Bank
    Riverside, CA
  • 06/2018 → 07/2018
    Extended Travel
    Chino Hills, CA
  • 09/2013 → 06/2018
    California Polytechnic University San Luis Obispo
    San Luis Obispo, CA
  • 03/2017 → 04/2018
    Cal Poly Corporation
    San Luis Obispo, CA
  • 01/2017 → 03/2017
    City Of San Luis Obispo
    San Luis Obispo, CA
  • 02/2020 → Present
    Bank Of America, N.A.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-23
  • S66 Uniform Combined State Law Examination
    2020-11-23

View on SEC IAPD

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BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
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