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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-11
CA RA APPROVED 2022-11-10
  • TX RA
    APPROVED
    Since 2022-11-11
  • CA RA
    APPROVED
    Since 2022-11-10

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 01/2020 Present
Bank Of America, N.A. San Carlos CA 09/2008 01/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-28
  • S66 Uniform Combined State Law Examination
    2022-10-28
Other Names
  • Caryna Corzine

View on SEC IAPD

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