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Nadia Fawcett

Ubs Financial Services Inc.

San Francisco, CA

Naples, FL

Harrison, ID

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-26
ID RA APPROVED 2020-09-29
CA RA APPROVED 2006-04-25
  • FL RA
    APPROVED
    Since 2022-04-26
  • ID RA
    APPROVED
    Since 2020-09-29
  • CA RA
    APPROVED
    Since 2006-04-25

Branch Locations

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

Naples, FL • United States

Harrison, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 04/2006 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-29
  • S66 Uniform Combined State Law Examination
    2005-12-29
Other Names
  • Nadia Lana Khoury
  • Nadia L Khoury
  • Nadia L Fawcett

View on SEC IAPD

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