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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2023-01-11
  • ND RA
    APPROVED
    Since 2023-01-11

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Minot, ND • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Financial Services, Inc Minot ND 07/2006 08/2019
Calton & Associates, Inc. Tampa FL 08/2019 04/2022
Huber Sprinkler Service Minot ND 06/2000 Present
Lincoln Investment Fort Washington PA 12/2022 Present
Blue Key Capital, Llc Minot ND 01/2010 Present
  • 07/2006 → 08/2019
    Capital Financial Services, Inc
    Minot, ND
  • 08/2019 → 04/2022
    Tampa, FL
  • 06/2000 → Present
    Huber Sprinkler Service
    Minot, ND
  • 12/2022 → Present
    Fort Washington, PA
  • 01/2010 → Present
    Blue Key Capital, Llc
    Minot, ND
Previous Registrations
  • 2019-08-19 → 2021-03-26
    Tampa, FL
    Minot, ND
    Tampa, FL
  • 2008-06-02 → 2019-08-13
    Capital Financial Services, Inc.
    Minot, ND
Other Businesses

HUBER SPRINKLER SERVICE, INC. POSITION: President NATURE: Underground Irrigation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2000 ADDRESS: 2016 Highway 2 & 52 Bypass West, Minot ND 58701, United States DESCRIPTION: Install underground irrigation BLUE KEY CAPITAL, LLC POSITION: President NATURE: Real Estate Holding Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 2309 19th Street SW, Minot ND 58701, United States DESCRIPTION: Manage real estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-22
S63 Uniform Securities Agent State Law Examination 2005-01-18
  • S66 Uniform Combined State Law Examination
    2008-05-22
  • S63 Uniform Securities Agent State Law Examination
    2005-01-18
Other Names
  • Chad Andrew Thuner

View on SEC IAPD

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