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Current Employers
Custom Funds Management Llc

Prior Lake, MN • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-02-23
  • MN RA
    APPROVED
    Since 2021-02-23

Branch Locations

Prior Lake, MN • United States

St. Louis Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Impact Advisors Chicago IL 04/2016 07/2018
R1 Rcm Chicago IL 07/2018 04/2025
Stokman Capital Management St. Louis Park MN 11/2013 Present
Ecg Management Consultants Minneapolis MN 04/2025 Present
  • 04/2016 → 07/2018
    Impact Advisors
    Chicago, IL
  • 07/2018 → 04/2025
    R1 Rcm
    Chicago, IL
  • 11/2013 → Present
    Stokman Capital Management
    St. Louis Park, MN
  • 04/2025 → Present
    Ecg Management Consultants
    Minneapolis, MN
Other Businesses

Name of the other business: ECG Management Consultants Whether the business is investment-related: No Address of the other business: 60 South Sixth Street, Suite 2600, Minneapolis MN 55402 Nature of the other business: Healthcare Operations and Strategy Consulting Services Your position with the other business: Principal Start date of your relationship: 04/2025 Approximate number of hours/month you devote to the other business: 140/month Number of hours you devote to the other business during securities trading hours: 3-4 hours/day Briefly describe your duties relating to the other business: Responsible for managing existing client relationships, operational oversight, and selling of new client services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-05
  • S65 Uniform Investment Adviser Law Examination
    2019-09-05
Other Names
  • Henry Luke Stokman

View on SEC IAPD

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