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Christopher David Wolf

Rockefeller Financial LLC

Southlake, TX

Dallas, TX

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-29
  • TX RA
    APPROVED
    Since 2020-05-29

Branch Locations

Southlake, TX • United States

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 09/2005 05/2020
Rockefeller Financial Llc Dallas TX 05/2020 Present
Rock & Co Llc Dallas TX 05/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-13
  • S66 Uniform Combined State Law Examination
    2009-05-13

View on SEC IAPD

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