Steven Walter Sawyer

Raymond James & Associates, Inc.

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-06-22
IL	RA	APPROVED	2020-06-05

TX RA
APPROVED_RES

Since 2020-06-22
IL RA
APPROVED

Since 2020-06-05

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Evanston, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Northbrook	IL	10/2009	06/2020
Ameriprise Financial Services, Inc.	Deerfield	IL	10/2009	06/2020
Raymond James & Associates, Inc	Chicago	IL	06/2020	Present

10/2009 → 06/2020

Ameriprise Financial Services, Inc.

Northbrook, IL
10/2009 → 06/2020

Ameriprise Financial Services, Inc.

Deerfield, IL
06/2020 → Present

Raymond James & Associates, Inc

Chicago, IL

Previous Registrations

2009-10-05 → 2020-06-10

Ameriprise Financial Services, Llc

Deerfield, IL
2009-02-05 → 2009-10-05

Ameriprise Advisor Services, Inc.

Northbrook, IL
2008-06-12 → 2009-02-04

Edward Jones

Northfield, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-04
S63	Uniform Securities Agent State Law Examination	2005-02-18

S66 Uniform Combined State Law Examination

2008-06-04
S63 Uniform Securities Agent State Law Examination

2005-02-18

Other Names

Steven Waiter Sawyer

View on SEC IAPD

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