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Current Employers
Global View Capital Management Llc

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-04-26
  • WI RA
    APPROVED
    Since 2023-04-26

Branch Locations

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

215 Grand Avenue, Wausau, WI 54403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Fairfield IA 03/2020 03/2023
Harley-Davidson Motor Company Milwaukee WI 03/2003 06/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2022 03/2023
Global View Capital Advisors, Llc Waukesha WI 04/2023 Present
Global View Capital Management, Llc Waukesha WI 04/2023 Present
Global View Capital Insurance Services, Llc Waukesha WI 04/2023 Present
  • 03/2020 → 03/2023
    Cambridge Investment Research
    Fairfield, IA
  • 03/2003 → 06/2022
    Harley-Davidson Motor Company
    Milwaukee, WI
  • 06/2022 → 03/2023
    Fairfield, IA
  • 04/2023 → Present
    Global View Capital Advisors, Llc
    Waukesha, WI
  • 04/2023 → Present
    Waukesha, WI
  • 04/2023 → Present
    Global View Capital Insurance Services, Llc
    Waukesha, WI
Previous Registrations
Other Businesses

[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 04.17.2023; APPROX. 80 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. 80 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 04.18.2023; APPROX. 30 HRS/MONTH DURING TRADING HOURS; APPROX. 30 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS AND FIXED ANNUITIES. [3] MOSINEE SPORTSMAN ALLIANCE; NOT INVESTMENT RELATED; ADDRESS: 214105 COUNTY ROAD B, MOSINEE, WI 54455; NATURE: SPORT ORGANIZATION; POSITION: BOARD MEMBER, THREE (3) YEAR TERM TILL RE-ELECTION; STARTED: 02.11.2026; APPROX. ZERO HRS/MO DURING TRADING HOURS; APPROX. 20 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: VOTE ON POLICIES AND HELP MAKE DAY-TO-DAY DECISIONS CONCERNING THE WELL-BEING OF THE CLUB. [4] MOSINEE AREA ACTION CLUB (MAAC); NOT INVESTMENT RELATED; ADDRESS: P.O. BOX 122, MOSINEE, WI 54455; NATURE: COMMUNITY ORGANIZATION; POSITION: TREASURER; STARTED: 04.08.2026; APPROX. 8 HRS/MO DURING TRADING HOURS; APPROX. 8 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: MANAGE THE CLUB'S FINANCIAL TRANSACTIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-04
S63 Uniform Securities Agent State Law Examination 2021-01-09
  • S65 Uniform Investment Adviser Law Examination
    2022-06-04
  • S63 Uniform Securities Agent State Law Examination
    2021-01-09
Other Names
  • Mark R. Dittmann
  • Mark Dittmann

View on SEC IAPD

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