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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-04-26 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
215 Grand Avenue, Wausau, WI 54403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research | Fairfield | IA | 03/2020 | 03/2023 |
| Harley-Davidson Motor Company | Milwaukee | WI | 03/2003 | 06/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2022 | 03/2023 |
| Global View Capital Advisors, Llc | Waukesha | WI | 04/2023 | Present |
| Global View Capital Management, Llc | Waukesha | WI | 04/2023 | Present |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 04/2023 | Present |
[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 04.17.2023; APPROX. 80 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. 80 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 04.18.2023; APPROX. 30 HRS/MONTH DURING TRADING HOURS; APPROX. 30 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS AND FIXED ANNUITIES. [3] MOSINEE SPORTSMAN ALLIANCE; NOT INVESTMENT RELATED; ADDRESS: 214105 COUNTY ROAD B, MOSINEE, WI 54455; NATURE: SPORT ORGANIZATION; POSITION: BOARD MEMBER, THREE (3) YEAR TERM TILL RE-ELECTION; STARTED: 02.11.2026; APPROX. ZERO HRS/MO DURING TRADING HOURS; APPROX. 20 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: VOTE ON POLICIES AND HELP MAKE DAY-TO-DAY DECISIONS CONCERNING THE WELL-BEING OF THE CLUB. [4] MOSINEE AREA ACTION CLUB (MAAC); NOT INVESTMENT RELATED; ADDRESS: P.O. BOX 122, MOSINEE, WI 54455; NATURE: COMMUNITY ORGANIZATION; POSITION: TREASURER; STARTED: 04.08.2026; APPROX. 8 HRS/MO DURING TRADING HOURS; APPROX. 8 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: MANAGE THE CLUB'S FINANCIAL TRANSACTIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-09 |
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