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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
FL RA APPROVED 2022-02-01
  • TX RA
    APPROVED
    Since 2022-02-02
  • FL RA
    APPROVED
    Since 2022-02-01

Branch Locations

6370 N Wickham Rd, Melbourne, FL 32940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Longwood FL 01/2020 Present
Wa Logistics Solutions Hialeah FL 11/2018 08/2019
Southern Glazers Wine & Spirits Miami FL 01/2018 11/2018
Total Quality Logistics Miami FL 07/2017 11/2017
Marcus Evans Miami FL 10/2016 07/2017
Drinkhouse Fire & Ice Miami FL 04/2016 04/2019
Employment Break Miami FL 09/2019 01/2020
Employment Break Miami FL 11/2017 12/2017
Hard Rock Cafe International Miami FL 06/2019 04/2020
Greenhouse Agency Inc Miami FL 01/2018 07/2020
Bank Of America, N.A. Longwood FL 01/2022 Present
  • 01/2020 → Present
    Longwood, FL
  • 11/2018 → 08/2019
    Wa Logistics Solutions
    Hialeah, FL
  • 01/2018 → 11/2018
    Southern Glazers Wine & Spirits
    Miami, FL
  • 07/2017 → 11/2017
    Total Quality Logistics
    Miami, FL
  • 10/2016 → 07/2017
    Marcus Evans
    Miami, FL
  • 04/2016 → 04/2019
    Drinkhouse Fire & Ice
    Miami, FL
  • 09/2019 → 01/2020
    Employment Break
    Miami, FL
  • 11/2017 → 12/2017
    Employment Break
    Miami, FL
  • 06/2019 → 04/2020
    Hard Rock Cafe International
    Miami, FL
  • 01/2018 → 07/2020
    Greenhouse Agency Inc
    Miami, FL
  • 01/2022 → Present
    Bank Of America, N.A.
    Longwood, FL
Other Businesses

I* 757264For profit or not for profit: Name of outside business organization: Walter AmorosInvestment related: NAddress of business: Nature of business: Sporadic bartending services.Position, title, association: Start date of relationship: 3/8/2022Number of hours devoted: Number of hours devoted during trading hours: Duties: General Notes: Sporadic bartending service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-21
  • S66 Uniform Combined State Law Examination
    2021-11-21
Other Names
  • Walter Enrique Amoros Ugarte
  • Walter E. Amoros Ugarte

View on SEC IAPD

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