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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-24
  • NC RA
    APPROVED
    Since 2026-04-24

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 01/2020 04/2021
Associate Staffing Charlotte NC 01/2020 04/2020
Chris Elbie's Steakhouse & Grill Mayodan NC 01/2015 12/2019
Jlh Services, Inc. Dba Atc Staffing Solutions Stoneville NC 05/2019 04/2024
Lutheran Services Carolinas Salisbury Dbi Eden NC 10/2019 01/2020
American Eagle Outfitters Concord NC 09/2016 12/2016
Unc Charlotte Charlotte NC 01/2019 05/2019
Unc Charlotte Charlotte NC 08/2015 05/2019
Central Piedmont Community College Charlotte NC 05/2017 08/2017
Principal Life Insurance Co Charlotte NC 04/2021 12/2023
Principal Securities Inc Charlotte NC 04/2021 12/2023
Prinicpal Advised Services Charlotte NC 07/2023 12/2023
Lpl Financial Llc Fort Mill SC 09/2025 03/2026
Mavendog Charlotte NC 02/2024 01/2026
Carmax Charlotte NC 03/2021 01/2023
Tiaa Charlotte NC 04/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 04/2026 Present
  • 01/2020 → 04/2021
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 01/2020 → 04/2020
    Associate Staffing
    Charlotte, NC
  • 01/2015 → 12/2019
    Chris Elbie's Steakhouse & Grill
    Mayodan, NC
  • 05/2019 → 04/2024
    Jlh Services, Inc. Dba Atc Staffing Solutions
    Stoneville, NC
  • 10/2019 → 01/2020
    Lutheran Services Carolinas
    Salisbury Dbi Eden, NC
  • 09/2016 → 12/2016
    American Eagle Outfitters
    Concord, NC
  • 01/2019 → 05/2019
    Unc Charlotte
    Charlotte, NC
  • 08/2015 → 05/2019
    Unc Charlotte
    Charlotte, NC
  • 05/2017 → 08/2017
    Central Piedmont Community College
    Charlotte, NC
  • 04/2021 → 12/2023
    Principal Life Insurance Co
    Charlotte, NC
  • 04/2021 → 12/2023
    Charlotte, NC
  • 07/2023 → 12/2023
    Prinicpal Advised Services
    Charlotte, NC
  • 09/2025 → 03/2026
    Fort Mill, SC
  • 02/2024 → 01/2026
    Mavendog
    Charlotte, NC
  • 03/2021 → 01/2023
    Carmax
    Charlotte, NC
  • 04/2026 → Present
    Tiaa
    Charlotte, NC
  • 04/2026 → Present
    Charlotte, NC
Previous Registrations
Other Businesses

Name: Cardwell Creative Concepts, LLC Position: Owner Nature: Cardwell Creative Concepts is an Event Services company based in Charlotte, North Carolina. CCC features services such as upscale popup picnics, tablescapes, and intimate proposals. This organization is not investment related, and no hours are conducted during trading hours. Investment Related: No Hours: 20 Securities Trading Hours: 0 Start Date: 12/13/2022 Address: Home Address, Charlotte NC 28216, United States Description: My role and responsibilities as a solopreneur are operating all facets of the business. This includes planning and executing events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-03
S63 Uniform Securities Agent State Law Examination 2020-03-13
  • S66 Uniform Combined State Law Examination
    2023-06-03
  • S63 Uniform Securities Agent State Law Examination
    2020-03-13
Other Names
  • Jada Cardwell
  • Jada Rain Cardwell

View on SEC IAPD

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