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Shabana Sobhan

Strategic Advisers LLC

Palo Alto, CA

Dublin, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

251 University Avenue, Palo Alto, CA 94301-1714 • United States

Dublin, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Hayward CA 02/2016 07/2023
J.P. Morgan Securities Llc Hayward CA 12/2019 07/2023
California State University, East Bay Hayward CA 01/2018 05/2019
Fidelity Investments Palo Alto CA 08/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 02/2016 → 07/2023
    Jpmorgan Chase Bank, N.A.
    Hayward, CA
  • 12/2019 → 07/2023
    J.P. Morgan Securities Llc
    Hayward, CA
  • 01/2018 → 05/2019
    California State University, East Bay
    Hayward, CA
  • 08/2023 → Present
    Fidelity Investments
    Palo Alto, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-02-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Palo Alto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-02
S63 Uniform Securities Agent State Law Examination 2020-03-03
  • S65 Uniform Investment Adviser Law Examination
    2024-02-02
  • S63 Uniform Securities Agent State Law Examination
    2020-03-03

View on SEC IAPD

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