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300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-30 |
Branch Locations
300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yogurt City | Springfield | MA | 07/2012 | 12/2017 |
| Behringer | Addison | TX | 06/2014 | 12/2016 |
| Resource Securities, Inc. | Philadelphia | PA | 01/2017 | 12/2017 |
| Destra Capital Investments Llc | Bozeman | MT | 10/2018 | 12/2021 |
| Lpl Financial, Llc | Woburn | MA | 01/2026 | Present |
| Osaic | Newton | MA | 12/2021 | 01/2026 |
| Provasi Capital | Addison | TX | 05/2014 | 12/2016 |
| Alta Wealth Advisors Llc | Woburn | MA | 01/2026 | Present |
| Unemployed | Newton | MA | 12/2017 | 10/2018 |
1. 12/2025 - Alta Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 1/30/2026 2. 12/2025 - Springfield Inspection Center - Other - Investment Related - 30 Hour(s)/Month - 0 Hour(s) During Trading - Springfield MA 01108 - OBA Start Date: 11/19/2025 3. 02/06/2026 - Alta Wealth Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/16/2026 - 160 hours per month/ during trading - I provide investment advisory services through Alta Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-29 |
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