Jack William Swingle

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Drake University	Des Moines	IA	01/2016	05/2020
Sammons Retirement Solutions	West Des Moines	IA	05/2019	08/2019
Enterprise Rent-A-Car	Des Moines	IA	05/2018	03/2020
Compass Financial Services	West Des Moines	IA	01/2020	06/2020
Sammons Financial Network Llc	West Des Moines	IA	07/2020	02/2022
Russell Investments / Russell Investments Financial Svcs., Llc	Seattle	WA	02/2022	04/2025
Capital Group / Capital Client Group, Inc.	Los Angeles	CA	04/2025	Present

01/2016 → 05/2020

Drake University

Des Moines, IA
05/2019 → 08/2019

Sammons Retirement Solutions

West Des Moines, IA
05/2018 → 03/2020

Enterprise Rent-A-Car

Des Moines, IA
01/2020 → 06/2020

Compass Financial Services

West Des Moines, IA
07/2020 → 02/2022

Sammons Financial Network Llc

West Des Moines, IA
02/2022 → 04/2025

Russell Investments / Russell Investments Financial Svcs., Llc

Seattle, WA
04/2025 → Present

Capital Group / Capital Client Group, Inc.

Los Angeles, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-18
S63	Uniform Securities Agent State Law Examination	2020-09-28