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2400 W Horizon Ridge Pkwy, Henderson, NV 89052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-27 |
| NV | RA | APPROVED | 2020-12-01 |
Branch Locations
9127 W Russell Road Suite 150, Las Vegas, NV 89148 • United States
2400 W Horizon Ridge Pkwy, Henderson, NV 89052 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gradient Securities, Llc | Arden Hills | MN | 01/2020 | Present |
| Medical Innovations | Las Vegas | NV | 12/2017 | 01/2020 |
| Young Life Las Vegas | Las Vegas | NV | 08/2013 | 11/2017 |
| Clark County School District | Las Vegas | NV | 11/2012 | 11/2017 |
| Cassady Wealth & Retirement Planning L.L.C. | Las Vegas | NV | 07/2020 | Present |
| Jason Waugh, Sole-Proprietor Dba Cassady Wealth And Retirement | Las Vegas | NV | 12/2019 | Present |
| Cassady Law Offices | Las Vegas | NV | 08/2023 | Present |
1. CASSSADY WEALTH AND RETIREMENT PLANNING, LLC; INVESTMENT RELATED; HENDERSON, NV ; INSURANCE/INVESTMENT ADVISORY SERVICES; INSURANCE AGENT/INVESTMENT ADVISER REPRESENTATIVE; START 12/2020; 80 HOURS PER MONTH; 80 HOURS DURING TRADING HOURS; NAME USED FOR SECURITIES, ADVISORY AND INSURANCE SALES. 2. GRADIENT SECURITIES, LLC DBA CASSADY WEALTH AND RETIREMENT PLANNING; INVESTMENT-RELATED; ARDEN HILLS, MN; SECURITIES; REGISTERED REPRESENTATIVE; 01/2020; 80HRS/80HRS; SALES OF SECURITIES PRODUCTS. 3. CASSSADY WEALTH AND RETIREMENT PLANNING, LLC; INVESTMENT RELATED; 10799 W. TWAIN AVENUE, LAS VEGAS, NV 89135; 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON, NV 89052; INVESTMENT ADVISORY SERVICES; CHIEF COMPLIANCE OFFICER; START 11/2022; 20 HOURS PER MONTH; 20 HOURS DURING TRADING HOURS; MAINTAIN COMPLIANCE PROGRAM FOR RIA. 4. CASSADY LAW OFFICES; INV RELATED; INV RELATED; 10799 W. TWAIN AVENUE, LAS VEGAS, NV 89135; 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON, NV 89052; ESTATE PLANNING; PARALEGAL; START 08/2023; 20 HOURS PER MONTH; 20 HOURS DURING SECURITIES TRADING HOURS; ESTATE PLANNING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-01-18 |
| S65 | Uniform Investment Adviser Law Examination | 2019-10-13 |
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