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Current Employers
Cassady Wealth & Retirement Planning L.L.C.

2400 W Horizon Ridge Pkwy, Henderson, NV 89052 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-27
NV RA APPROVED 2020-12-01
  • TX RA
    APPROVED
    Since 2023-01-27
  • NV RA
    APPROVED
    Since 2020-12-01

Branch Locations

9127 W Russell Road Suite 150, Las Vegas, NV 89148 • United States

2400 W Horizon Ridge Pkwy, Henderson, NV 89052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gradient Securities, Llc Arden Hills MN 01/2020 Present
Medical Innovations Las Vegas NV 12/2017 01/2020
Young Life Las Vegas Las Vegas NV 08/2013 11/2017
Clark County School District Las Vegas NV 11/2012 11/2017
Cassady Wealth & Retirement Planning L.L.C. Las Vegas NV 07/2020 Present
Jason Waugh, Sole-Proprietor Dba Cassady Wealth And Retirement Las Vegas NV 12/2019 Present
Cassady Law Offices Las Vegas NV 08/2023 Present
  • 01/2020 → Present
    Gradient Securities, Llc
    Arden Hills, MN
  • 12/2017 → 01/2020
    Medical Innovations
    Las Vegas, NV
  • 08/2013 → 11/2017
    Young Life Las Vegas
    Las Vegas, NV
  • 11/2012 → 11/2017
    Clark County School District
    Las Vegas, NV
  • 07/2020 → Present
    Las Vegas, NV
  • 12/2019 → Present
    Jason Waugh, Sole-Proprietor Dba Cassady Wealth And Retirement
    Las Vegas, NV
  • 08/2023 → Present
    Cassady Law Offices
    Las Vegas, NV
Other Businesses

1. CASSSADY WEALTH AND RETIREMENT PLANNING, LLC; INVESTMENT RELATED; HENDERSON, NV ; INSURANCE/INVESTMENT ADVISORY SERVICES; INSURANCE AGENT/INVESTMENT ADVISER REPRESENTATIVE; START 12/2020; 80 HOURS PER MONTH; 80 HOURS DURING TRADING HOURS; NAME USED FOR SECURITIES, ADVISORY AND INSURANCE SALES. 2. GRADIENT SECURITIES, LLC DBA CASSADY WEALTH AND RETIREMENT PLANNING; INVESTMENT-RELATED; ARDEN HILLS, MN; SECURITIES; REGISTERED REPRESENTATIVE; 01/2020; 80HRS/80HRS; SALES OF SECURITIES PRODUCTS. 3. CASSSADY WEALTH AND RETIREMENT PLANNING, LLC; INVESTMENT RELATED; 10799 W. TWAIN AVENUE, LAS VEGAS, NV 89135; 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON, NV 89052; INVESTMENT ADVISORY SERVICES; CHIEF COMPLIANCE OFFICER; START 11/2022; 20 HOURS PER MONTH; 20 HOURS DURING TRADING HOURS; MAINTAIN COMPLIANCE PROGRAM FOR RIA. 4. CASSADY LAW OFFICES; INV RELATED; INV RELATED; 10799 W. TWAIN AVENUE, LAS VEGAS, NV 89135; 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON, NV 89052; ESTATE PLANNING; PARALEGAL; START 08/2023; 20 HOURS PER MONTH; 20 HOURS DURING SECURITIES TRADING HOURS; ESTATE PLANNING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-01-18
S65 Uniform Investment Adviser Law Examination 2019-10-13
  • S63 Uniform Securities Agent State Law Examination
    2020-01-18
  • S65 Uniform Investment Adviser Law Examination
    2019-10-13
Designations
Other Names
  • Jason Waugh

View on SEC IAPD

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