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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-04-24 |
Branch Locations
777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird | Milwaukee | WI | 01/2020 | Present |
| Marquette University | Milwaukee | WI | 08/2018 | 05/2022 |
| Tas Lighting Inc. | Palos Hills | IL | 01/2017 | 08/2018 |
| Hills Baseball & Softball Association | Hickory Hills | IL | 06/2018 | 08/2018 |
| Applied Pressure Power Washing | Chicago | IL | 06/2018 | 07/2018 |
| Brother Rice High School | Chicago | IL | 08/2014 | 05/2018 |
Name/Address: Carroll University 100 N East Ave Waukesha WI 53186 Start Date: 7/24/25 Hours Spent: 21-40 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Adjunct Professor Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-22 |
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