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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-06
  • AZ RA
    APPROVED
    Since 2026-04-06

Branch Locations

8601 N Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-06
MO RA APPROVED 2023-11-06
  • AZ RA
    APPROVED
    Since 2026-04-06
  • MO RA
    APPROVED
    Since 2023-11-06

Branch Locations

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 01/2020 11/2020
Walgreens Corporate Office Chandler AZ 09/2019 12/2019
Toni And Guy Salon Mumbai, Maharashtra 01/2012 03/2017
Charles Schwab & Co., Inc. Phoenix AZ 12/2020 03/2022
Jpmorgan Chase Bank, N.A. Tempe AZ 03/2022 07/2023
J.P. Morgan Securities Llc Tempe AZ 03/2022 07/2023
Charles Schwab Phoenix AZ 12/2020 03/2022
Bank Of America Chandler AZ 01/2020 11/2020
Unemployed Phoenix AZ 04/2017 07/2019
Wells Fargo Clearing Services Scottsdale AZ 07/2023 Present
Wells Fargo Advisors Financial Network Scottsdale AZ 04/2026 Present
  • 01/2020 → 11/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 09/2019 → 12/2019
    Walgreens Corporate Office
    Chandler, AZ
  • 01/2012 → 03/2017
    Toni And Guy Salon
    Mumbai, Maharashtra
  • 12/2020 → 03/2022
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 03/2022 → 07/2023
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 03/2022 → 07/2023
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 12/2020 → 03/2022
    Charles Schwab
    Phoenix, AZ
  • 01/2020 → 11/2020
    Bank Of America
    Chandler, AZ
  • 04/2017 → 07/2019
    Unemployed
    Phoenix, AZ
  • 07/2023 → Present
    Wells Fargo Clearing Services
    Scottsdale, AZ
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-28
S63 Uniform Securities Agent State Law Examination 2021-09-03
  • S66 Uniform Combined State Law Examination
    2022-06-28
  • S63 Uniform Securities Agent State Law Examination
    2021-09-03
Other Names
  • Jaicie Josepaul Therattil
  • Jaicie Mekin Sangoi
  • Jaicie M Sangoi

View on SEC IAPD

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