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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-22
TX RA APPROVED 2021-11-22
  • CA RA
    APPROVED
    Since 2021-11-22
  • TX RA
    APPROVED
    Since 2021-11-22

Branch Locations

2029 Century Park E Floor 38, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 01/2020 08/2021
Loyola University Of Chicago Chicago IL 03/2017 11/2019
The Ascent Services Group Inc Elk Grove IL 12/2017 12/2019
Northeastern Illinois University Chicago IL 08/2014 12/2016
Loyola University Of Chicago Chicago IL 01/2017 08/2019
Jp Morgan Chase Bank, N.A. Santa Monica CA 10/2021 Present
J.P. Morgan Securities Llc Santa Monica CA 10/2021 Present
Bank Of America Rolling Meadows IL 01/2020 08/2021
Unemployed Torrance CA 09/2021 09/2021
  • 01/2020 → 08/2021
    Rolling Meadows, IL
  • 03/2017 → 11/2019
    Loyola University Of Chicago
    Chicago, IL
  • 12/2017 → 12/2019
    The Ascent Services Group Inc
    Elk Grove, IL
  • 08/2014 → 12/2016
    Northeastern Illinois University
    Chicago, IL
  • 01/2017 → 08/2019
    Loyola University Of Chicago
    Chicago, IL
  • 10/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Santa Monica, CA
  • 10/2021 → Present
    Santa Monica, CA
  • 01/2020 → 08/2021
    Bank Of America
    Rolling Meadows, IL
  • 09/2021 → 09/2021
    Unemployed
    Torrance, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-15
  • S66 Uniform Combined State Law Examination
    2021-01-15
Other Names
  • Naafe Muhammed Hakeem

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