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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-03
NY RA APPROVED 2025-02-02
  • TX RA
    APPROVED_RES
    Since 2025-02-03
  • NY RA
    APPROVED
    Since 2025-02-02

Branch Locations

Rochester, NY • United States

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
St. John Fisher College Rochester NY 09/2015 05/2019
Gnc Rochester NY 07/2015 07/2018
Unemployed Rochester NY 06/2019 12/2019
Key Investment Services Llc Brooklyn OH 01/2020 11/2024
Massmutual Life Insurance Co. Rochester NY 12/2024 Present
Mml Investors Services Llc. Rochester NY 01/2025 Present
  • 09/2015 → 05/2019
    St. John Fisher College
    Rochester, NY
  • 07/2015 → 07/2018
    Gnc
    Rochester, NY
  • 06/2019 → 12/2019
    Unemployed
    Rochester, NY
  • 01/2020 → 11/2024
    Brooklyn, OH
  • 12/2024 → Present
    Massmutual Life Insurance Co.
    Rochester, NY
  • 01/2025 → Present
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-26
  • S66 Uniform Combined State Law Examination
    2021-01-26

View on SEC IAPD

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