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Christopher James Ramirez

Ameriprise Financial Services, LLC

Plano, TX

Frisco, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-31
  • TX RA
    APPROVED
    Since 2025-07-31

Branch Locations

6860 N Dallas Pkwy Ste 500, Plano, TX 75024 • United States

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Amarillo TX 01/2014 06/2017
First Bank Southwest Amarillo TX 07/2017 03/2018
Unemployed Amarillo TX 04/2018 07/2018
J.P. Morgan Chase Bank Richardson TX 07/2018 12/2019
Ntb Financial Corporation Hurst TX 01/2020 08/2021
Ameriprise Financial Services, Llc Hurst TX 08/2021 11/2022
Wells Fargo Clearing Services, Llc Dallas TX 11/2022 07/2025
Ameriprise Financial Services Llc Plano TX 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-14
S63 Uniform Securities Agent State Law Examination 2020-02-14
  • S65 Uniform Investment Adviser Law Examination
    2021-09-14
  • S63 Uniform Securities Agent State Law Examination
    2020-02-14
Other Names
  • Chris Ramirez
  • Christopher J Ramirez

View on SEC IAPD

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