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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-05-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Lerner Associates | Princeton | NJ | 11/2004 | 11/2022 |
| Grove Point Investments Llc | Rockville | MD | 11/2022 | 05/2025 |
| Grove Point Advisors Llc | Rocville | MD | 11/2022 | 05/2025 |
| Lpl Financial Llc | Delmar | DE | 05/2025 | Present |
1. 05/01/2025 - Garner Group Financial.com - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:11/30/2022 - 10 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-18 |
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