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Kelley Cierra Lee

Wells Fargo Clearing Services, LLC

Carlsbad, CA

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-07-20
  • CA RA
    APPROVED
    Since 2010-07-20

Branch Locations

6961 El Camino Real, Carlsbad, CA 92009 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Carlsbad CA 04/1996 Present
Wells Fargo Advisors Llc Carlsbad CA 07/2010 11/2016
Wells Fargo Clearing Services, Llc Carlsbad CA 11/2016 Present
  • 04/1996 → Present
    Wells Fargo Bank, N.A.
    Carlsbad, CA
  • 07/2010 → 11/2016
    Wells Fargo Advisors Llc
    Carlsbad, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Carlsbad, CA
Previous Registrations
  • 2006-08-01 → 2010-07-20
    Wells Fargo Investments, Llc
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-31
  • S66 Uniform Combined State Law Examination
    2006-07-31

View on SEC IAPD

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