Maximillian Dries Philipp

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-01-01

SC RA
APPROVED

Since 2025-01-01

Branch Locations

12303 Highway 707 Ste B, Murrells Inlet, SC 29576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2020	09/2024
Wfxb Fox Tv	Myrtle Beach	SC	06/2011	01/2020
Lpl Financial Llc	Murrells Inlet	SC	09/2024	Present

01/2020 → 09/2024

Edward Jones

St Louis, MO
06/2011 → 01/2020

Wfxb Fox Tv

Myrtle Beach, SC
09/2024 → Present

Lpl Financial Llc

Murrells Inlet, SC

Previous Registrations

2020-06-16 → 2024-09-06

Edward Jones

Murrells Inlet, SC

Murrells Inlet, SC

Murrells Inlet, SC

St Louis, MO

Pawleys Island, SC

Murrells Inlet, SC

Other Businesses

1- 09/2024 / Harbor Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 09/2024 / Carolina Duck Co. / Other - Business Owner / Not Investment Related / 1 hr mth / Murrells Inlet, SC / Start date: 03/03/2014

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-14

S66 Uniform Combined State Law Examination

2020-06-14

Other Names

Max Dries Philipp

View on SEC IAPD