Rogelio Torres

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-24

TX RA
APPROVED

Since 2023-04-24

Branch Locations

1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States

Bulverde, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	San Antonio	TX	12/2019	04/2023
Jpmorgan Chase & Co	San Antonio	TX	08/2008	12/2019
Ameriprise Financial Services, Llc	Live Oak	TX	04/2023	Present

12/2019 → 04/2023

Raymond James & Associates

San Antonio, TX
08/2008 → 12/2019

Jpmorgan Chase & Co

San Antonio, TX
04/2023 → Present

Ameriprise Financial Services, Llc

Live Oak, TX

Previous Registrations

2020-07-15 → 2023-05-04

Raymond James & Associates, Inc.

San Antonio, TX

Other Businesses

Outside Employment; RBFCU; Advisor Dual Program; Manage advisory business; 1 IKEA RBFCU PKWY, , Live Oak, TX, 78233; Investment-Related; 04/28/2023; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-10

S66 Uniform Combined State Law Examination

2020-07-10

Other Names

Rogelio Torres
Roger Torres
Roger Torres

View on SEC IAPD