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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-23 |
| CA | RA | APPROVED | 2022-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Agroservicios Byb, Ca | Portuguesa | 03/2008 | 12/2016 | |
| Unemployed | Miami | FL | 12/2016 | 10/2017 |
| Unemployed | San Mateo | CA | 10/2017 | 06/2018 |
| Golden Gate Power | San Francisco | CA | 06/2018 | 02/2019 |
| Family First Life | Uncasville | CT | 02/2019 | 12/2019 |
| New York Life Insurance Company | San Jose | CA | 01/2020 | 11/2022 |
| Nylife Securities Llc | San Jose | CA | 05/2020 | 11/2022 |
| Financially Arise Wealth Strategies & Insurance Solutions, Llc | Concord | CA | 08/2022 | Present |
| Royal Alliance Associates, Inc. | Jersey City | NJ | 11/2022 | Present |
1. PACIFIC FINANCIAL PARTNERS POSITION: Financial Advisor NATURE: I'm not a partner or own the company in any way; I'm part of a core group of advisors who help serve existing clients of Pacific Financial Partners. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 08/21/2023 ADDRESS: 3703 Mt. Diablo Blvd, Lafayette CA 94549, United States DESCRIPTION: Servicing existing clients of the firm with insurance and investing products as part of a team of advisors. 2.FINANCIAL PLANNING ASSOCIATION (FPA EAST BAY) POSITION: Board Member /Director At Large NATURE: Nonprofit corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: P.O. Box 948, Clayton CA 94517, United States DESCRIPTION: Support for FPA activities, such as events and happy hours.Not in charge on any financial duties.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-08-21 |
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