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Jacob Andrew Thiem

LPl Financial LLC

Dublin, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-02-03
  • OH RA
    APPROVED
    Since 2021-02-03

Branch Locations

6037 Frantz Rd Ste 103, Dublin, OH 43017-3320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fairfield OH 06/2020 Present
Tri-County Assurance Fairfield OH 12/2019 06/2020
Education At Work Covington KY 10/2018 12/2019
Wilfert Electric Norwood OH 04/2018 10/2018
Department Of The Army Fort Bragg NC 02/2011 04/2018
  • 06/2020 → Present
    Fairfield, OH
  • 12/2019 → 06/2020
    Tri-County Assurance
    Fairfield, OH
  • 10/2018 → 12/2019
    Education At Work
    Covington, KY
  • 04/2018 → 10/2018
    Wilfert Electric
    Norwood, OH
  • 02/2011 → 04/2018
    Department Of The Army
    Fort Bragg, NC
Other Businesses

1. 6/19/2020 - SCOAPE Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/11/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer/Agent - Started 11/01/2020 - 20 Hours Per Month/1 Hour During Securities Trading. 3. 7/12/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 11/09/2020 - 0 Hours Per Month/0 Hours During Securities Trading - Notary Public. 4. 10/07/2021 - Endurance Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/06/2021 - 160 Hours Per Month/160 Hours During Securities Trading 5. 06/09/2023 - No Business Name - Investment Related - Home Based - Tax Prep/Accounting/CPA - Tax Preparer - Start Date 01/01/2024 - 15 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-07-31
  • S63 Uniform Securities Agent State Law Examination
    2020-07-31
Other Names
  • Jacob Thiem

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