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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-02-03 |
Branch Locations
6037 Frantz Rd Ste 103, Dublin, OH 43017-3320 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fairfield | OH | 06/2020 | Present |
| Tri-County Assurance | Fairfield | OH | 12/2019 | 06/2020 |
| Education At Work | Covington | KY | 10/2018 | 12/2019 |
| Wilfert Electric | Norwood | OH | 04/2018 | 10/2018 |
| Department Of The Army | Fort Bragg | NC | 02/2011 | 04/2018 |
1. 6/19/2020 - SCOAPE Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/11/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer/Agent - Started 11/01/2020 - 20 Hours Per Month/1 Hour During Securities Trading. 3. 7/12/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 11/09/2020 - 0 Hours Per Month/0 Hours During Securities Trading - Notary Public. 4. 10/07/2021 - Endurance Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/06/2021 - 160 Hours Per Month/160 Hours During Securities Trading 5. 06/09/2023 - No Business Name - Investment Related - Home Based - Tax Prep/Accounting/CPA - Tax Preparer - Start Date 01/01/2024 - 15 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-07-31 |
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