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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-03-02
  • IN RA
    APPROVED
    Since 2026-03-02

Branch Locations

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Indianapolis IN 12/2019 03/2021
Mml Investors Services Indianapolis IN 01/2020 03/2021
American Income Life Indianapolis IN 10/2019 12/2019
Jw Towing Greenwood IN 01/2009 10/2019
Guardian Life Insurance Company Indianapolis IN 04/2021 02/2026
Park Avenue Securities Indianapolis IN 04/2021 02/2026
Guardian Life Insurance Company Greenwood IN 06/2024 02/2026
Park Avenue Securities Greenwood IN 06/2024 02/2026
Lpl Enterprise Llc Indianapolis IN 03/2026 Present
  • 12/2019 → 03/2021
    Mass Mutual Life Insurance Company
    Indianapolis, IN
  • 01/2020 → 03/2021
    Mml Investors Services
    Indianapolis, IN
  • 10/2019 → 12/2019
    American Income Life
    Indianapolis, IN
  • 01/2009 → 10/2019
    Jw Towing
    Greenwood, IN
  • 04/2021 → 02/2026
    Guardian Life Insurance Company
    Indianapolis, IN
  • 04/2021 → 02/2026
    Park Avenue Securities
    Indianapolis, IN
  • 06/2024 → 02/2026
    Guardian Life Insurance Company
    Greenwood, IN
  • 06/2024 → 02/2026
    Park Avenue Securities
    Greenwood, IN
  • 03/2026 → Present
    Indianapolis, IN
Previous Registrations
Other Businesses

1. 02/23/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Greenwood, IN - INV REL - Start Date: 02/10/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 02/23/2026 - Jason Wiggins N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Greenwood, IN - INV REL - Start Date: 02/10/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 02/23/2026 - Jason Wiggins - Non-Variable Insurance - Greenwood, IN - INV REL - Start Date: 01/01/2020 - 5 Hrs/Mth - 5 Hrs During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-10
S63 Uniform Securities Agent State Law Examination 2020-09-04
  • S65 Uniform Investment Adviser Law Examination
    2021-08-10
  • S63 Uniform Securities Agent State Law Examination
    2020-09-04
Other Names
  • Jason Wiggins

View on SEC IAPD

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