Kate Allison Keller

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-04-10

CA RA
APPROVED

Since 2024-04-10

Branch Locations

7011 Koll Center Parkway Suite 260, Pleasanton, CA 94566 • United States

601 University Ave. Ste. 265, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Stockton	CA	12/2016	04/2024
Blakely Financial Services	Stockton	CA	07/2016	12/2016
Blakely Financial Services, Inc	Stockton	CA	05/2017	04/2024
Mariner Wealth	Overland Park	KS	04/2024	Present

12/2016 → 04/2024

Lpl Financial, Llc

Stockton, CA
07/2016 → 12/2016

Blakely Financial Services

Stockton, CA
05/2017 → 04/2024

Blakely Financial Services, Inc

Stockton, CA
04/2024 → Present

Mariner Wealth

Overland Park, KS

Previous Registrations

2017-05-26 → 2024-04-16

Blakely Financial Services

Stockton, CA

Other Businesses

1. 8/18/2019 - Shareholder of Blakely Financial Services Inc. - no longer employed there but still own 1 share of the company. 0 hours devoted. 0 duties. In process of surrendering share back to other owner. 2. Financial Planning Association of Northern California; Not investment related, Sacramento, CA, Secretary, Start date: 1/8/26, 1 hour per month, 1 during trading hours, Take monthly meeting notes.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-01

S66 Uniform Combined State Law Examination

2017-04-01

Designations

View on SEC IAPD