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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-20
TX RA APPROVED 2021-05-05
  • NC RA
    APPROVED
    Since 2026-05-20
  • TX RA
    APPROVED
    Since 2021-05-05

Branch Locations

800 Green Valley Rd, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors, Inc Denver CO 08/2018 12/2018
Aqr Capital Management Greenwich CT 07/2018 08/2019
Aqr Capital Management Greenwich CT 06/2017 08/2017
Barnett Capital Northbrook IL 04/2017 06/2017
Merrill Lynch West Palm Beach FL 07/2016 09/2016
Northwestern University Evanston IL 09/2014 06/2018
Aqr Investments, Llc Greenwich CT 01/2019 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Palm Beach FL 02/2021 09/2022
Aqr Capital Management Europe London 08/2019 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Palm Beach FL 10/2022 Present
  • 08/2018 → 12/2018
    Alps Distributors, Inc
    Denver, CO
  • 07/2018 → 08/2019
    Aqr Capital Management
    Greenwich, CT
  • 06/2017 → 08/2017
    Aqr Capital Management
    Greenwich, CT
  • 04/2017 → 06/2017
    Barnett Capital
    Northbrook, IL
  • 07/2016 → 09/2016
    Merrill Lynch
    West Palm Beach, FL
  • 09/2014 → 06/2018
    Northwestern University
    Evanston, IL
  • 01/2019 → 08/2019
    Aqr Investments, Llc
    Greenwich, CT
  • 02/2021 → 09/2022
    West Palm Beach, FL
  • 08/2019 → 02/2021
    Aqr Capital Management Europe
    London
  • 10/2022 → Present
    West Palm Beach, FL
Other Businesses

I*5462268, Entity Type: , Name of OBA: Rental Property - 18-Aug-26 - 1, Address: Royal Palm Beach, Florida, 33411, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 06/01/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-30
S63 Uniform Securities Agent State Law Examination 2018-10-02
  • S66 Uniform Combined State Law Examination
    2021-04-30
  • S63 Uniform Securities Agent State Law Examination
    2018-10-02

View on SEC IAPD

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